SEC Wins Emergency Block On Suspected Securities Scam

The U.S. Securities and Exchange Commission has scored an early victory in a case against a Florida investment adviser accused of running a $39 million fraud scheme, with a Sunshine State federal court freezing the adviser’s assets and putting the firm into receivership…

Read this piece in its entirety at Law360.

Comments

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Google photo

You are commenting using your Google account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s