Mass. Investment Co. Did $325M In ‘Self-Dealing’ Trades: SEC

Massachusetts-based Bolton Securities Corp. violated federal laws against “self-dealing” trades, racking up $325 million in unlawful transactions, in addition to failing to disclose conflicts of interest, the U.S. Securities and Exchange Commission alleged in a suit filed Monday in Bay State federal court…

Read this piece in its entirety at Law360.


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